DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Nicolas Gonzaga
Feed of 09/14/2026
Also filed as David N Gonzaga
At current firm
0 y
since Jan 9, 2026
In the industry
20 y
since Jun 19, 2006 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jan 9, 2026 · Bee Cave, Tx
- World Investment Advisors, LLC otherJun 24, 2024 to Jan 8, 2026 · Austin, Tx
- Edward Jones national BDAug 9, 2021 to Oct 12, 2021 · St Louis, Mo
- Kestra Advisory Services, LLC BD affiliatedMar 30, 2017 to Jul 23, 2021 · Houston, Tx
- Cls Partners Retirement Services formerOct 21, 2016 to Mar 30, 2017 · Austin, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 9, 2014 to Nov 1, 2016 · Austin, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 22, 2008 to Jan 3, 2014 · Austin, Tx
- Morgan Stanley & Co. LLC unclassifiedJul 24, 2008 to Oct 16, 2008 · Austin, Tx
- UBS Financial Services Inc. wirehouseNov 13, 2007 to Jul 24, 2008 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- World Investment Advisors, LLC to Wells Fargo Advisorsleft Jan 8, 2026, registered Jan 9, 2026 (1 days) · Other
- Edward Jones to World Investment Advisors, LLCleft Oct 12, 2021, registered Jun 24, 2024 (986 days) · Other
- Kestra Advisory Services, LLC to Edward Jonesleft Jul 23, 2021, registered Aug 9, 2021 (17 days) · Affiliated broker-dealer or bank to another
- Cls Partners Retirement Services to Kestra Advisory Services, LLCleft Mar 30, 2017, registered Mar 30, 2017 (0 days) · Other
- Raymond James Financial Services Advisors, Inc to Cls Partners Retirement Servicesleft Nov 1, 2016, registered Oct 21, 2016 (-11 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Jan 3, 2014, registered Jan 9, 2014 (6 days) · Other
- Morgan Stanley & Co. LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 16, 2008, registered Oct 22, 2008 (6 days) · Other
- UBS Financial Services Inc. to Morgan Stanley & Co. LLCleft Jul 24, 2008, registered Jul 24, 2008 (0 days) · Other
Signals
- David Nicolas Gonzaga left World Investment Advisors, Llc for Wells Fargo Advisors (registered 2026-01-09)Jan 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address