DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Wolejsza
Certified Financial Planner
Feed of 09/15/2026
Also filed as Nicholas M Wolejsza
At current firm
0 y
since Nov 19, 2025
In the industry
20 y
since Mar 10, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Nov 19, 2025 · Plymouth, Mn
- Fisher\Smb institutionalAug 29, 2025 to Nov 18, 2025 · Seattle, Wa
- Td Ameritrade Investment Management, LLC formerMar 3, 2014 to Jan 15, 2016 · Bellevue, Wa
- Td Ameritrade, Inc. formerMar 3, 2014 to Jan 15, 2016 · Bellevue, Wa
- Wells Fargo Advisors wirehouseMay 24, 2013 to Feb 20, 2014 · Newcastle, Wa
- Strategic Advisers LLC national BDMar 10, 2011 to May 29, 2013 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- Fisher\Smb to Wealth Enhancement Advisory Services, LLCleft Nov 18, 2025, registered Nov 19, 2025 (1 days) · Other
- Td Ameritrade Investment Management, LLC to Fisher\Smbleft Jan 15, 2016, registered Aug 29, 2025 (3514 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 15, 2016, registered Mar 3, 2014 (-683 days) · channel change inside one enterprise, not a move · moved with a team
- Wells Fargo Advisors to Td Ameritrade, Inc.left Feb 20, 2014, registered Mar 3, 2014 (11 days) · Other
- Strategic Advisers LLC to Wells Fargo Advisorsleft May 29, 2013, registered May 24, 2013 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Nicholas Wolejsza left Fisher\Smb for Wealth Enhancement Advisory Services, Llc (registered 2025-11-19)Nov 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address