RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••• H•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Jul 16, 2026 · Grapevine, Tx
- F••••• I••••••••• independent RIADec 4, 2018 to Jun 26, 2026 · Plano, Tx
- S•••••••• A••••••• L•• national BDAug 22, 2014 to Dec 21, 2016 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 10, 2009 to Jan 19, 2012 · Ft Worth, Tx
- T• A••••••••• I••• formerSep 10, 2009 to Aug 14, 2014 · Fort Worth, Tx
- S•••••••• A••••••• L•• national BDNov 19, 2007 to Jul 20, 2009 · Atlanta, Ga
- F••••• I••••••••• to E•••••• F•••••••• E••••••left Jun 26, 2026, registered Jul 16, 2026 (20 days) · RIA to RIA
- S•••••••• A••••••• L•• to F••••• I•••••••••left Dec 21, 2016, registered Dec 4, 2018 (713 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to S•••••••• A••••••• L••left Aug 14, 2014, registered Aug 22, 2014 (8 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 19, 2012, registered Sep 10, 2009 (-861 days) · channel change inside one enterprise, not a move
- S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jul 20, 2009, registered Sep 10, 2009 (52 days) · Other
- T••••• M••• H••••• left F••••• I••••••••• for E•••••• F•••••••• E•••••• (registered 2026-07-16)Jun 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address