RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P• B••••••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Sep 12, 2025 · Nashville, Tn
- M••••• S•••••• wirehouseOct 16, 2014 to Sep 15, 2025 · Franklin, Tn
- E••••• J•••• national BDAug 20, 2007 to Oct 17, 2014 · Spring Hill, Tn
- M••••• S•••••• to L•••• F••• A••••••• S•••••••left Sep 15, 2025, registered Sep 12, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to M••••• S••••••left Oct 17, 2014, registered Oct 16, 2014 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• P• B•••••••• left M••••• S•••••• for L•••• F••• A••••••• S••••••• (registered 2025-09-12)Sep 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address