DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J••• D••••

B••••••• R••••••••• A•••••••• L••independent RIALehi, UtIA-onlyIAPD 5090040

Certified Financial Planner

Feed of 09/14/2026

Also filed as Christopher Dolan

At current firm

1 y

since Mar 27, 2025

In the industry

20 y

since Mar 8, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• R••••••••• A•••••••• L•• independent RIA current
since Mar 27, 2025 · Lehi, Ut
B••• W••••• S••••••••• L•• independent RIA
Apr 6, 2023 to Mar 19, 2025 · Bellevue, Wa
R••••• W• B•••• • C•• I••••••••• mixed wealth
Jan 8, 2016 to Mar 10, 2023 · Seattle, Wa
C•••••• S••••• • C••• I••• national BD
Jul 24, 2013 to Dec 31, 2015 · Tacoma, Wa
S•••••••• A••••••• L•• national BD
Sep 12, 2008 to Jul 3, 2013 · Tukwila, Wa

Moves

a registration end followed by a registration begin elsewhere

B••• W••••• S••••••••• L•• to B••••••• R••••••••• A•••••••• L••
left Mar 19, 2025, registered Mar 27, 2025 (8 days) · RIA to RIA
R••••• W• B•••• • C•• I••••••••• to B••• W••••• S••••••••• L••
left Mar 10, 2023, registered Apr 6, 2023 (27 days) · RIA to RIA
C•••••• S••••• • C••• I••• to R••••• W• B•••• • C•• I•••••••••
left Dec 31, 2015, registered Jan 8, 2016 (8 days) · Other
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 3, 2013, registered Jul 24, 2013 (21 days) · Affiliated broker-dealer or bank to another

Signals

C••••••••• J••• D•••• left B••• W••••• S••••••••• L•• for B••••••• R••••••••• A•••••••• L•• (registered 2025-03-27)
Mar 19, 2025 · Advisor changed firm · fact
C••••••••• J••• D•••• left R••••• W• B•••• • C•• I••••••••• for B••• W••••• S••••••••• L•• (registered 2023-04-06)
Mar 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address