DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••• H•••••

C••••••• M••••••••• I••••••••• A•••••••• L••asset managerBoston, Madual registrantIAPD 5090264

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Brian M Haynes

At current firm

2 y

since May 13, 2024

In the industry

18 y

since Oct 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager current
since May 13, 2024 · Boston, Ma
A•••••••• F•••• M••••••••• L•• asset manager
Nov 15, 2017 to Apr 8, 2024 · Wilmington, De
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 6, 2011 to Nov 29, 2017 · New York, Ny
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 22, 2010 · Purchase, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 1, 2007 to Jun 1, 2009 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

A•••••••• F•••• M••••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
left Apr 8, 2024, registered May 13, 2024 (35 days) · Other
C•••••••• G••••• M•••••• I••• to A•••••••• F•••• M••••••••• L••
left Nov 29, 2017, registered Nov 15, 2017 (-14 days) · Other
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left Nov 22, 2010, registered Apr 6, 2011 (135 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

B•••• M•••••• H••••• left A•••••••• F•••• M••••••••• L•• for C••••••• M••••••••• I••••••••• A•••••••• L•• (registered 2024-05-13)
Apr 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address