RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• C••••••• G••• C••
- F••••• I••••••••• independent RIA currentsince Mar 15, 2025 · Camas, Wa
- P•••• S••••••••• L•• no RAUMSep 20, 2023 to Dec 4, 2023 · Vienna, Va
- E••••• J•••• national BDJan 17, 2020 to May 23, 2023 · Winchester, Va
- U••••• B•••••••• S••••••• I•• BD affiliatedMar 26, 2018 to Jan 22, 2020 · Front Royal, Va
- B••• S••••••••• L•• formerJan 23, 2015 to Apr 6, 2018 · Winchester, Va
- B••• I••••••••• S•••••••• I••• formerJan 25, 2007 to Jan 23, 2015 · Ranson, Wv
- P•••• S••••••••• L•• to F••••• I•••••••••left Dec 4, 2023, registered Mar 15, 2025 (467 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to P•••• S••••••••• L••left May 23, 2023, registered Sep 20, 2023 (120 days) · Affiliated broker-dealer or bank to another
- U••••• B•••••••• S••••••• I•• to E••••• J••••left Jan 22, 2020, registered Jan 17, 2020 (-5 days) · RIA to affiliated broker-dealer or bank
- B••• S••••••••• L•• to U••••• B•••••••• S••••••• I••left Apr 6, 2018, registered Mar 26, 2018 (-11 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 23, 2015, registered Jan 23, 2015 (0 days) · Other
- C••••••• C••••••• G••• C•• left P•••• S••••••••• L•• for F••••• I••••••••• (registered 2025-03-15)Dec 4, 2023 · Advisor changed firm · fact
- C••••••• C••••••• G••• C•• left E••••• J•••• for P•••• S••••••••• L•• (registered 2023-09-20)May 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address