RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M•••••• B••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Birghton, Mi
- W••••••• F•••••••• S•••••••• I••• formerFeb 2, 2022 to Jan 19, 2024 · Brighton, Mi
- S••••••• F•••••••• S•••••••• I••• formerAug 5, 2020 to Feb 4, 2022 · Brighton, Mi
- F••••••• F•••••••• S••••••••• L•• independent RIAMay 3, 2016 to Jul 31, 2020 · Brighton, Mi
- O••••••••• • C•• I••• BD affiliatedJul 16, 2012 to May 2, 2016 · Wyandotte, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAMay 6, 2011 to Jul 12, 2012 · Ann Arbor, Mi
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Feb 4, 2022, registered Feb 2, 2022 (-2 days) · Affiliated broker-dealer or bank to another
- F••••••• F•••••••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jul 31, 2020, registered Aug 5, 2020 (5 days) · RIA to affiliated broker-dealer or bank
- O••••••••• • C•• I••• to F••••••• F•••••••• S••••••••• L••left May 2, 2016, registered May 3, 2016 (1 days) · Other
- H•••• F•••••••• S•••••••• I••• to O••••••••• • C•• I•••left Jul 12, 2012, registered Jul 16, 2012 (4 days) · Other
- K•••••• M•••••• B•••• left S••••••• F•••••••• S•••••••• I••• for W••••••• F•••••••• S•••••••• I••• (registered 2022-02-02)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address