DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Frank Warner Anderson

Allstate Financial Advisors, LLCBD affiliatedAugusta, Gadual registrantIAPD 5101699

Feed of 09/14/2026

Also filed as Chip Warner Anderson

At current firm

1 y

since Mar 10, 2025

In the industry

22 y

since Jan 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Mar 10, 2025 · Augusta, Ga
Osaic Wealth, Inc. BD affiliated
Jan 19, 2024 to Mar 12, 2025 · Augusta, Ga
Woodbury Financial Services, Inc. former
May 11, 2018 to Jan 19, 2024 · Macon, Ga
Gwn Securities Inc. BD affiliated
Apr 1, 2015 to May 10, 2018 · Macon, Ga
Peak Wealth Group LLC state registered
Mar 5, 2012 to Mar 16, 2015 · St. Augustine, Fl
Woodstock Financial Group, Inc. former
Jan 13, 2009 to Dec 31, 2011 · Woodstock, Ga
Voya Financial Advisors, Inc. BD affiliated
Nov 7, 2007 to Dec 31, 2008 · Warner Robins, Ga

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Allstate Financial Advisors, LLC
left Mar 12, 2025, registered Mar 10, 2025 (-2 days) · Affiliated broker-dealer or bank to another
Woodbury Financial Services, Inc. to Osaic Wealth, Inc.
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Gwn Securities Inc. to Woodbury Financial Services, Inc.
left May 10, 2018, registered May 11, 2018 (1 days) · Affiliated broker-dealer or bank to another
Peak Wealth Group LLC to Gwn Securities Inc.
left Mar 16, 2015, registered Apr 1, 2015 (16 days) · Other
Woodstock Financial Group, Inc. to Peak Wealth Group LLC
left Dec 31, 2011, registered Mar 5, 2012 (65 days) · Other
Voya Financial Advisors, Inc. to Woodstock Financial Group, Inc.
left Dec 31, 2008, registered Jan 13, 2009 (13 days) · Other

Signals

Frank Warner Anderson left Osaic Wealth, Inc. for Allstate Financial Advisors, Llc (registered 2025-03-10)
Mar 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address