RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••• V••••••
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 7, 2011 · Sewickley, Pa
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince Jan 7, 2011 · Sewickley, Pa
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 11, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Jul 8, 2008 · Pittsburgh, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 23, 2006 to Jun 24, 2008 · Akron, Oh
- A••••••••• F•••••••• S•••••••• L•• to F•••••••• I••••••••• C•••••••••left Jun 24, 2008, registered Jul 8, 2008 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address