DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
55ip
Legal name 55i, LLC
Latest filing Jun 30, 2026
First filing on the tape Mar 29, 2017 · 41 filings
SEC status approved since Apr 13, 2017
RAUM
$37B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
86
85 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$37B as of Jun 30, 2026
Jun 22, 2018$81.2M then
HNW client RAUM$14.7M as of Mar 31, 2022
Jun 22, 2018$595,944 then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Jun 22, 20181 then
Employees (5.A)86 as of Jun 30, 2026
Jun 22, 201813 then
Private funds: 1
RAUM +32% over the last fiscal year+62% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $413,136derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$34B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 88,930reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $2.3B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Adam Wescott Graves to LPL Financial LLCDec 31, 2019 · Other
Joined, latest
- Adam Wescott Graves from Bny Mellon Securities CorporationNov 14, 2018 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 55 Dynamic Macro Fund, LPno longer reported | Hedge Fund | $5.0M | 4 | Jun 15, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Swati Bairathi · Chief Product Officercontrolsince 05/2018 · owns less than 5%
- Paul Thomas Kandybowicz · Platform Managementcontrolsince 09/2023 · owns less than 5%
- Gautam Sachdev · Chief Executive Officercontrolsince 09/2024 · owns less than 5%
- A Sachin Shah · Chief Operating Officercontrolsince 07/2017 · owns less than 5%
- Carmine Lekstutis · Assistant General Counselsince 03/2022 · owns less than 5%
- Melissa Schiffman · Chief Compliance Officersince 10/2021 · owns less than 5%
Entity owners
- 55 Institutional Partners, LLC · Sole Memberdirect · owns 75% or more
- Jpmorgan Asset Management Holdings Inc. · 100% Shareholderindirect · owns 75% or more of 55 Institutional Partners, LLC
- Jpmorgan Chase & Co. · 100% Shareholderindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
- Jpmorgan Chase Holdings LLC · 100% Shareholderindirect · owns 75% or more of Jpmorgan Asset Management Holdings Inc.
Related persons
Schedule D 7.A
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Securities LLCbroker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatecustodiannRAUM $430B
- Jpmorgan Chase Bank, N.A.investment adviserbankpooled vehicle sponsorCPO or CTAcustodiann
Advisers that list 55ip as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY12 employees
What changed
consecutive filings, newest first
- Accounts · 72,318 to 88,930Aug 22, 2025 to Mar 31, 2026
- Advisory employees · 75 to 85Aug 22, 2025 to Mar 31, 2026
- Employees · 76 to 86Aug 22, 2025 to Mar 31, 2026
- Other offices · 1 to 3Aug 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $28B to $37BAug 22, 2025 to Mar 31, 2026
- RAUM · $28B to $37BAug 22, 2025 to Mar 31, 2026
- Wrap assets (manager) · $1.9B to $2.3BAug 22, 2025 to Mar 31, 2026
- Accounts · 42,391 to 72,318Sep 20, 2024 to Mar 31, 2025
- Advisory employees · 73 to 75Sep 20, 2024 to Mar 31, 2025
- Employees · 74 to 76Sep 20, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $17B to $28BSep 20, 2024 to Mar 31, 2025
- RAUM · $17B to $28BSep 20, 2024 to Mar 31, 2025
- Wrap assets (manager) · $1.5B to $1.9BSep 20, 2024 to Mar 31, 2025
- Accounts · 20,794 to 42,391Nov 7, 2023 to Mar 29, 2024
- Advisory employees · 53 to 73Nov 7, 2023 to Mar 29, 2024
- Employees · 54 to 74Nov 7, 2023 to Mar 29, 2024
- Discretionary RAUM · $8.6B to $17BNov 7, 2023 to Mar 29, 2024
- RAUM · $8.6B to $17BNov 7, 2023 to Mar 29, 2024
- Wrap assets (manager) · $197M to $1.5BNov 7, 2023 to Mar 29, 2024
- Accounts · 11,015 to 20,794Nov 4, 2022 to Mar 31, 2023
- Advisory employees · 34 to 53Nov 4, 2022 to Mar 31, 2023
- HNW clients · 1.0 to unsetNov 4, 2022 to Mar 31, 2023
- Employees · 35 to 54Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.6B to $8.6BNov 4, 2022 to Mar 31, 2023
- HNW RAUM · 14745402.0 to unsetNov 4, 2022 to Mar 31, 2023
- RAUM · $4.6B to $8.6BNov 4, 2022 to Mar 31, 2023
- Wrap assets (manager) · $57.5M to $197MNov 4, 2022 to Mar 31, 2023
- Accounts · 4,657 to 11,015Feb 22, 2022 to Mar 31, 2022
- Advisory employees · 24 to 34Feb 22, 2022 to Mar 31, 2022
- HNW clients · unset to 1.0Feb 22, 2022 to Mar 31, 2022
- Employees · 25 to 35Feb 22, 2022 to Mar 31, 2022
- Other offices · 0 to 1Feb 22, 2022 to Mar 31, 2022
- Discretionary RAUM · $1.4B to $4.6BFeb 22, 2022 to Mar 31, 2022
- HNW RAUM · $12.4M to $14.7MFeb 22, 2022 to Mar 31, 2022
- RAUM · $1.4B to $4.6BFeb 22, 2022 to Mar 31, 2022
- Wrap assets (manager) · $0 to $57.5MFeb 22, 2022 to Mar 31, 2022
- Accounts · 1,158 to 4,657Jan 29, 2021 to Mar 31, 2021
- Advisory employees · 15 to 24Jan 29, 2021 to Mar 31, 2021
- Pooled vehicle clients · 0.0 to unsetJan 29, 2021 to Mar 31, 2021
Signals
16 dated events
- 55Ip reported RAUM $36.7B, up 32% from $27.9B (2025-08-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 55Ip reported RAUM $27.9B, up 60% from $17.5B (2024-09-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Paul Thomas Kandybowicz (Platform Management) appeared on Schedule A of 55IpSep 20, 2024 · Control person joined · fact
- Alexander Paul Gamble (Chief Executive Officer) no longer on Schedule A of 55Ip (listed 2024-05-23, absent 2024-09-20)Sep 20, 2024 · Control person left · inference
- Gautam Sachdev (Chief Executive Officer) appeared on Schedule A of 55IpSep 20, 2024 · Control person joined · fact
- 55Ip reported RAUM $17.5B, up 102% from $8.6B (2023-11-07 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 55Ip reported RAUM $8.6B, up 86% from $4.6B (2022-11-04 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- 55Ip reported RAUM $4.6B, up 237% from $1.4B (2022-02-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E Stefan Opolski (Controller) no longer on Schedule A of 55Ip (listed 2022-02-22, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- 55Ip reported RAUM $1.4B, up 337% from $315.1M (2021-01-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Balagopal Vinay Nair (Chairman) no longer on Schedule A of 55Ip (listed 2021-01-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- E Stefan Opolski (Controller) appeared on Schedule A of 55IpJan 29, 2021 · Control person joined · fact
- Dianne Descoteaux (Chief Compliance Officer) appeared on Schedule A of 55IpJun 26, 2020 · Control person joined · fact
- 55Ip reported RAUM $315.1M, up 102% from $155.6M (2020-02-14 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Swati Bairathi (Chief Product Officer) appeared on Schedule A of 55IpMar 29, 2019 · Control person joined · fact
- 55 Capital Partners, Llc filed its initial SEC registration (Form ADV)Mar 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/55IPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- 55-IP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-960-9559reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026