RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••• D• C•••••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Apr 16, 2026 · Scottsdale, Az
- P•••••• P•••••• W••••• L•• independent RIAJun 22, 2020 to Dec 8, 2023 · Bellevue, Wa
- T••••••••• W••••• independent RIAFeb 28, 2014 to Mar 6, 2018 · Bellevue, Wa
- C••••••••• W••••• M••••••••• formerMar 17, 2006 to Jan 30, 2014 · Bellevue, Wa
- P•••••• P•••••• W••••• L•• to I••••••••• W••••• C••••••• L••left Dec 8, 2023, registered Apr 16, 2026 (860 days) · RIA to RIA
- T••••••••• W••••• to P•••••• P•••••• W••••• L••left Mar 6, 2018, registered Jun 22, 2020 (839 days) · Other
- C••••••••• W••••• M••••••••• to T••••••••• W•••••left Jan 30, 2014, registered Feb 28, 2014 (29 days) · Other
- J••• A•••• D• C••••••• left P•••••• P•••••• W••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-04-16)Dec 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address