DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Coldstream Wealth Management

Former SEC-registered adviserBellevue, WashingtonCRD 132486SEC 801-63467IAPD
Legal name Rainier Group Investment Advisory LLC
Latest filing Jun 30, 2020
First filing on the tape Nov 23, 2011 · 22 filings
RAUM
$659M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
86%
$565M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$659M as of May 13, 2020
Mar 21, 2012$626M then
HNW client RAUM$295M as of May 13, 2020
Mar 29, 2018$515M then
State-registered IARs (5.B.3)13 as of May 13, 2020
Mar 28, 201317 then
Employees (5.A)14 as of May 13, 2020
Mar 28, 201321 then
Private funds: no history
RAUM +14% over the last fiscal year-4.7% a year over threeIARs 13 to 13
Practice profile
derived from the filing of Jun 30, 2020; every figure names its basis
RAUM per advisor
$50.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
20derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$10.9MderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
6.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, otherreportedItem 5.G
Custody
$291M, 140 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$295M45%
  • Individuals$270M41%
  • Corporations and businesses$77.7M12%
  • Pension and profit-sharing plans$16.4M2.5%
Individual clients
229reported
HNW clients
27reported
Pension plan clients
15reported
Charitable clients
n/areported
Accounts
290reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$291M for 140 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michael Kevin Fitzwilson · Governor- LLC ; Managing Shareholdercontrol
      since 04/2017 · owns less than 5%
    • Thomas Philip Platt · Governor- LLC; Chief Operating Officercontrol
      since 04/2017 · owns less than 5%
    • Eng Erika Yelle · Chief Compliance Officercontrol
      since 04/2017 · owns less than 5%
    • Michael Kevin Fitzwilson · President; Chairman Of The Boardcontrol
      since 04/2017 · owns 25% to 50% of Coldstream Holdings Inc
    Entity owners
    • Coldstream Holdings Inc · Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Bellevue, WA2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 288 to 290
      Mar 29, 2019 to May 13, 2020
    • Charity clients · 1.0 to unset
      Mar 29, 2019 to May 13, 2020
    • Corporate clients · 19 to 18
      Mar 29, 2019 to May 13, 2020
    • HNW clients · 125 to 27
      Mar 29, 2019 to May 13, 2020
    • Individual clients · 139 to 229
      Mar 29, 2019 to May 13, 2020
    • Pension plan clients · 4 to 15
      Mar 29, 2019 to May 13, 2020
    • Assets in custody · $214M to $291M
      Mar 29, 2019 to May 13, 2020
    • Employees · 15 to 14
      Mar 29, 2019 to May 13, 2020
    • Discretionary RAUM · $568M to $627M
      Mar 29, 2019 to May 13, 2020
    • HNW RAUM · $451M to $295M
      Mar 29, 2019 to May 13, 2020
    • Individual RAUM · $46.9M to $270M
      Mar 29, 2019 to May 13, 2020
    • Non-discretionary RAUM · $12.4M to $32.7M
      Mar 29, 2019 to May 13, 2020
    • Pension RAUM · $6.7M to $16.4M
      Mar 29, 2019 to May 13, 2020
    • RAUM · $580M to $659M
      Mar 29, 2019 to May 13, 2020
    • Accounts · 308 to 288
      Mar 29, 2018 to Mar 29, 2019
    • Advisory employees · 14 to 13
      Mar 29, 2018 to Mar 29, 2019
    • BD registered reps · 2 to 0
      Mar 29, 2018 to Mar 29, 2019
    • Corporate clients · 17 to 19
      Mar 29, 2018 to Mar 29, 2019
    • HNW clients · 174 to 125
      Mar 29, 2018 to Mar 29, 2019
    • Individual clients · 99 to 139
      Mar 29, 2018 to Mar 29, 2019
    • Pension plan clients · unset to 4.0
      Mar 29, 2018 to Mar 29, 2019
    • Assets in custody · $251M to $214M
      Mar 29, 2018 to Mar 29, 2019
    • State-registered IARs · 14 to 13
      Mar 29, 2018 to Mar 29, 2019
    • Discretionary RAUM · $641M to $568M
      Mar 29, 2018 to Mar 29, 2019
    • HNW RAUM · $515M to $451M
      Mar 29, 2018 to Mar 29, 2019
    • Individual RAUM · $25.9M to $46.9M
      Mar 29, 2018 to Mar 29, 2019
    • Non-discretionary RAUM · $4.8M to $12.4M
      Mar 29, 2018 to Mar 29, 2019
    • Pension RAUM · unset to 6691178.0
      Mar 29, 2018 to Mar 29, 2019
    • RAUM · $646M to $580M
      Mar 29, 2018 to Mar 29, 2019
    • Accounts · 868 to 308
      Aug 2, 2017 to Mar 29, 2018
    • BD registered reps · 1 to 2
      Aug 2, 2017 to Mar 29, 2018
    • Charity clients · unset to 1.0
      Aug 2, 2017 to Mar 29, 2018
    • Corporate clients · unset to 17.0
      Aug 2, 2017 to Mar 29, 2018
    • HNW clients · unset to 174.0
      Aug 2, 2017 to Mar 29, 2018
    • Individual clients · unset to 99.0
      Aug 2, 2017 to Mar 29, 2018
    • Assets in custody · $236M to $251M
      Aug 2, 2017 to Mar 29, 2018
    • Employees · 17 to 15
      Aug 2, 2017 to Mar 29, 2018
    • Other offices · unset to 1.0
      Aug 2, 2017 to Mar 29, 2018
    • Discretionary RAUM · $742M to $641M
      Aug 2, 2017 to Mar 29, 2018
    • HNW RAUM · unset to 514723474.0
      Aug 2, 2017 to Mar 29, 2018
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026