C•••• P•••••• Q••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Aug 10, 2023 · Southfield, Mi
• S••••••• F•••••••• S•••••••• I••• former
  Mar 24, 2022 to Aug 10, 2023 · Southfield, Mi
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Oct 21, 2011 to Mar 16, 2022 · Novi, Mi
• E••••• J•••• national BD
  Sep 6, 2007 to Jun 7, 2010 · Canton, Mi

• S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
• V•••• F•••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
  left Mar 16, 2022, registered Mar 24, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to V•••• F•••••••• A•••••••• I•••
  left Jun 7, 2010, registered Oct 21, 2011 (501 days) · Other

• ••• Locked
  Mar 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address