DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• D•••••• B•••••

C••••••• S••••••••• I•••BD affiliatedMonroeville, Padual registrantIAPD 5120310

Feed of 09/14/2026

Also filed as K••• D••••••

At current firm

4 y

since Apr 25, 2022

In the industry

19 y

since Aug 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Apr 25, 2022 · Monroeville, Pa
C•••••• A••••••• BD affiliated
Jan 4, 2021 to Mar 28, 2022 · Sewickley, Pa
L•••••• I••••••••• independent RIA
Jan 4, 2021 to Mar 28, 2022 · Palm Beach Gardens, Fl
A••••• A•• P••••••• S••••••• BD affiliated
Oct 5, 2015 to Nov 13, 2020 · Pittsburgh, Pa
C••••••• S••••••••• I••• BD affiliated
Jun 4, 2012 to Sep 22, 2015 · Indiana, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to C••••••• S••••••••• I•••
left Mar 28, 2022, registered Apr 25, 2022 (28 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Mar 28, 2022, registered Jan 4, 2021 (-448 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to L•••••• I•••••••••
left Nov 13, 2020, registered Jan 4, 2021 (52 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 22, 2015, registered Oct 5, 2015 (13 days) · Other

Signals

K••• D•••••• B••••• left C•••••• A••••••• for C••••••• S••••••••• I••• (registered 2022-04-25)
Mar 28, 2022 · Advisor changed firm · fact
K••• D•••••• B••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2021-01-04)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address