RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• K•• D••••••
- P••••••• W••••• G••••• L•• independent RIA currentsince May 19, 2023 · Provo, Ut
- T••••••••• C••••••• L•• asset managerMar 29, 2018 to Jun 15, 2023 · Denver, Co
- A•••••• I••••••••• A•••••••• L•• formerJul 28, 2015 to Apr 27, 2018 · Denver, Co
- F••• A••••••• formerMar 8, 2012 to Jul 31, 2015 · Denver, Co
- T••••••••• C••••••• L•• to P••••••• W••••• G••••• L••left Jun 15, 2023, registered May 19, 2023 (-27 days) · corporate re-registration, not a move
- A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••left Apr 27, 2018, registered Mar 29, 2018 (-29 days) · RIA to RIA · moved with a team
- F••• A••••••• to A•••••• I••••••••• A•••••••• L••left Jul 31, 2015, registered Jul 28, 2015 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address