DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• L•••• C•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedWest Chester, Pa dual registrantIAPD 5126057

Feed of 09/14/2026

Also filed as Ed L•••• C•••••••

At current firm

1 y

since May 5, 2025

In the industry

20 y

since Jul 10, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since May 5, 2025 · Sparks Glencoe, Md
O•••• A••••••• S•••••••• L•• BD affiliated
Jan 19, 2021 to May 7, 2025 · West Chester, Pa
C••••••••• F•••••••• N•••••• national BD
Oct 1, 2019 to Jan 20, 2021 · West Chester, Pa
S••••••• F•••••••• S•••••••• I••• former
Sep 15, 2016 to Oct 7, 2019 · Plymouth Meeting, Pa
E•• F•••••••• A••••••• independent RIA
Sep 10, 2010 to Sep 13, 2016 · Media, Pa
C••••• A•••••• N••••••• L•• former
Aug 24, 2009 to Sep 3, 2010 · King Of Prussia, Pa

Moves

a registration end followed by a registration begin elsewhere

O•••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 7, 2025, registered May 5, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••••••• F•••••••• N•••••• to O•••• A••••••• S•••••••• L••
left Jan 20, 2021, registered Jan 19, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••
left Oct 7, 2019, registered Oct 1, 2019 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
E•• F•••••••• A••••••• to S••••••• F•••••••• S•••••••• I•••
left Sep 13, 2016, registered Sep 15, 2016 (2 days) · Other
C••••• A•••••• N••••••• L•• to E•• F•••••••• A•••••••
left Sep 3, 2010, registered Sep 10, 2010 (7 days) · Other

Signals

E••••• L•••• C••••••• left O•••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-05-05)
May 7, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address