DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Janet Lynn Nordquist
Feed of 09/14/2026
Also filed as Janet Gulotta
At current firm
4 y
since Nov 19, 2021
In the industry
13 y
since Dec 28, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- International Assets Investment Management, LLC BD affiliated currentsince Nov 19, 2021 · Rockford, Il
- Bmo Harris Financial Advisors, Inc formerJan 30, 2019 to Jul 27, 2020 · Woodstock, Il
- J.P. Morgan Securities LLC wirehouseDec 9, 2016 to Jan 29, 2019 · Loves Park, Il
- Morgan Stanley wirehouseJan 29, 2014 to Dec 19, 2015 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- Bmo Harris Financial Advisors, Inc to International Assets Investment Management, LLCleft Jul 27, 2020, registered Nov 19, 2021 (480 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Incleft Jan 29, 2019, registered Jan 30, 2019 (1 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley to J.P. Morgan Securities LLCleft Dec 19, 2015, registered Dec 9, 2016 (356 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address