DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Evensky & Katz/Foldes Wealth Management
Legal name Evensky & Katz, LLC
Latest filing Mar 19, 2026
First filing on the tape Feb 8, 2012 · 55 filings
SEC status approved since Apr 4, 2001
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$3.0B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
44
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$3.2B as of Mar 19, 2026
Feb 8, 2012$757M then
HNW client RAUM$2.9B as of Mar 19, 2026
Mar 29, 2018$1.4B then
State-registered IARs (5.B.3)22 as of Mar 19, 2026
Feb 1, 20137 then
Employees (5.A)44 as of Mar 19, 2026
Feb 1, 201313 then
Private funds: no history
RAUM +2.4% over the last fiscal year+6.7% a year over threeIARs 20 to 22offices 3 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $553,323derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 7.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $36.3M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B90%
- Individuals$142M4.4%
- Charitable organizations$76.2M2.4%
- Corporations and businesses$51.1M1.6%
- Pension and profit-sharing plans$41.0M1.3%
- Individual clients
- 402reported
- HNW clients
- 763reported
- Pension plan clients
- 4reported
- Charitable clients
- 8reported
- Accounts
- 5,801reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36.3M for 38 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Deana Lynn KellyCertified Financial Planner | Coral Gables, Fl | Apr 22, 2002 | 30 y | 0 |
| Matthew A McgrathCertified Financial Planner | Coral Gables, Fl | Apr 22, 2002 | 28 y | 0 |
| Lane Mcmaster JonesCertified Financial Planner, Chartered Financial Analyst | Coral Gables, Fl | Jan 19, 2005 | 28 y | 0 |
| Brett David HorowitzCertified Financial Planner | Coral Gables, Fl | Mar 3, 2006 | 22 y | 1 |
| Taylor Milton GangCertified Financial Planner | Coral Gables, Fl | Sep 10, 2007 | 19 y | 1 |
| John Ryan SalterCertified Financial Planner | Lubbock, Tx | Jan 31, 2008 | 21 y | 0 |
| David Lee GarciaCertified Financial Planner | Coral Gables, Fl | Aug 13, 2008 | 18 y | 0 |
| Joshua Daniel MungavinCertified Financial Planner | Coral Gables, Fl | Jun 11, 2013 | 17 y | 1 |
| Roxanne Louise AlexanderCertified Financial Planner | Coral Gables, Fl | Jun 23, 2014 | 22 y | 1 |
| Steven Michael FoldesCertified Financial Planner | Coral Gables, Fl | Jul 14, 2014 | 30 y | 2 |
| Michael Dean HoeflingerCertified Financial Planner | Coral Gables, Fl | Jul 21, 2014 | 32 y | 4 |
| Anne Elise BednarzCertified Financial Planner | Coral Gables, Fl | Aug 19, 2014 | 12 y | 0 |
| Katherine Sojo-TrujilloCertified Financial Planner | Coral Gables, Fl | May 20, 2015 | 11 y | 0 |
| Michael Clark WalshCertified Financial Planner | Coral Gables, Fl | Aug 3, 2017 | 10 y | 0 |
| Marcos Andres SegreraCertified Financial Planner | Coral Gables, Fl | Jun 5, 2018 | 14 y | 2 |
| Kaylyn Nicole AdamsCertified Financial Planner | Lubbock, Tx | Aug 5, 2019 | 13 y | 0 |
| Flavio Guillermo LandivarCertified Financial Planner | Coral Gables, Fl | Nov 4, 2022 | 12 y | 2 |
| Alejandro Javier RuizCertified Financial Planner | Coral Gables, Fl | Mar 21, 2023 | 10 y | 1 |
| Michael Richard AntczakCertified Financial Planner | Coral Gables, Fl | Jan 18, 2024 | 14 y | 4 |
| Marcus CarbajalCertified Financial Planner | Coral Gables, Fl | Jul 31, 2025 | 12 y | 0 |
| Asher Blake CarrellCertified Financial Planner | Coral Gables, Fl | Jul 31, 2025 | 12 y | 0 |
| Joseph M TribuianiCertified Financial Planner | Coral Gables, Fl | Nov 13, 2025 | 16 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.5% of current headcount3 left over 36 months
Left, latest
- Christopher Michael Browning to Bentoak CapitalFeb 2, 2026 · RIA to RIA
- Austin Allen Tanner to Sequoia Financial Group, L.L.C.Jul 15, 2025 · RIA to RIA
- Brian Patrick Fischer to MarinerOct 2, 2023 · RIA to affiliated broker-dealer or bank
- Brian Walter Morton to Brighton Jones LLCAug 31, 2023 · RIA to RIA
- Danqin Fang to Austin AssetAug 6, 2021 · RIA to RIA
- Charles Bennett Sachs to Private Wealth Counsel, Inc.Dec 8, 2011 · Other
- Matthew Dean Peck to Amicus Financial Advisors, LLCJan 30, 2009 · Other
- Michael Jay Anderson to True North Advisors, LLCJul 23, 2007 · Other
Joined, latest
- Joseph M Tribuiani from Raymond James & Associates, Inc.Nov 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Richard Antczak from United Capital Financial AdvisorsJan 18, 2024 · RIA to RIA
- Alejandro Javier Ruiz from Equitable Advisors, LLCMar 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Flavio Guillermo Landivar from Raymond James & Associates, Inc.Nov 4, 2022 · Affiliated broker-dealer or bank to independent RIA
- Austin Allen Tanner from Mercer Global Advisors Inc.May 9, 2022 · RIA to RIA
- Marcos Andres Segrera from Loyola Asset Management LLCJun 5, 2018 · RIA to RIA
- Michael Dean Hoeflinger from Foldes Financial ManagementJul 21, 2014 · Other
- Steven Michael Foldes from Foldes Financial ManagementJul 14, 2014 · Other
- Charles Bennett Sachs from Portfolio Matters, Inc.Jan 31, 2008 · Other
- Matthew Dean Peck from Mcdonald Capital ManagementSep 25, 2007 · Other
- Taylor Milton Gang from Brightscape Investment CentersSep 10, 2007 · Other
- Brett David Horowitz from The Mde Group, Inc.Mar 3, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Samuel David Evensky · Management Committee Membercontrolsince 07/2014 · owns 10% to 25%
- Milton Taylor Gang · Management Committee Membercontrolsince 07/2014 · owns 5% to 10%
- Lee David Garcia · Management Committee Membercontrolsince 07/2014 · owns 5% to 10%
- David Brett Horowitz · Wealth Managercontrolsince 07/2014 · owns 10% to 25%
- Mcmaster Lane Jones · Management Committee Member, Chief Investment Officercontrolsince 07/2014 · owns 10% to 25%
- A Matthew Mcgrath · Management Committee Member, Managing Partnercontrolsince 07/2014 · owns 10% to 25%
- Jean Kathryn Salter · Management Committee Member, Chief Financial Officercontrolsince 03/2019 · owns less than 5%
- Chaves Maria Bielow · Chief Compliance Officersince 10/2004 · owns less than 5%
- A Rebecca Judd · Chief Compliance Officersince 01/2026 · owns less than 5%
- Ryan John Salter · Wealth Managersince 10/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 20 | 1 | 0 | ||
| Lubbock, Tx | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 3 employees
- Bellevue, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 5,522 to 5,801Dec 19, 2025 to Mar 19, 2026
- Advisory employees · 2 to 4Dec 19, 2025 to Mar 19, 2026
- Charity clients · unset to 8.0Dec 19, 2025 to Mar 19, 2026
- Corporate clients · unset to 11.0Dec 19, 2025 to Mar 19, 2026
- HNW clients · 637 to 763Dec 19, 2025 to Mar 19, 2026
- Individual clients · 547 to 402Dec 19, 2025 to Mar 19, 2026
- Pension plan clients · unset to 4.0Dec 19, 2025 to Mar 19, 2026
- Assets in custody · $39.8M to $36.3MDec 19, 2025 to Mar 19, 2026
- Employees · 38 to 44Dec 19, 2025 to Mar 19, 2026
- State-registered IARs · 20 to 22Dec 19, 2025 to Mar 19, 2026
- Other offices · 3 to 2Dec 19, 2025 to Mar 19, 2026
- Discretionary RAUM · $3.1B to $3.2BDec 19, 2025 to Mar 19, 2026
- HNW RAUM · $2.9B to $2.9BDec 19, 2025 to Mar 19, 2026
- Individual RAUM · $279M to $142MDec 19, 2025 to Mar 19, 2026
- Pension RAUM · unset to 40981228.0Dec 19, 2025 to Mar 19, 2026
- RAUM · $3.1B to $3.2BDec 19, 2025 to Mar 19, 2026
- Accounts · 5,384 to 5,522Sep 20, 2024 to Apr 1, 2025
- Advisory employees · 20 to 2Sep 20, 2024 to Apr 1, 2025
- Charity clients · 0.0 to unsetSep 20, 2024 to Apr 1, 2025
- Corporate clients · 0.0 to unsetSep 20, 2024 to Apr 1, 2025
- HNW clients · 598 to 637Sep 20, 2024 to Apr 1, 2025
- Individual clients · 501 to 547Sep 20, 2024 to Apr 1, 2025
- Pooled vehicle clients · 0.0 to unsetSep 20, 2024 to Apr 1, 2025
- Assets in custody · $82.4M to $39.8MSep 20, 2024 to Apr 1, 2025
- Financial planning clients · 251-500 to 251-500Sep 20, 2024 to Apr 1, 2025
- Other offices · 2 to 3Sep 20, 2024 to Apr 1, 2025
- Discretionary RAUM · $2.9B to $3.1BSep 20, 2024 to Apr 1, 2025
- HNW RAUM · $2.6B to $2.9BSep 20, 2024 to Apr 1, 2025
- Individual RAUM · $257M to $279MSep 20, 2024 to Apr 1, 2025
- Pension RAUM · 0.0 to unsetSep 20, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · 0.0 to unsetSep 20, 2024 to Apr 1, 2025
- RAUM · $2.9B to $3.1BSep 20, 2024 to Apr 1, 2025
- Accounts · 5,063 to 5,384Oct 2, 2023 to Mar 29, 2024
- Advisory employees · 19 to 20Oct 2, 2023 to Mar 29, 2024
- HNW clients · 536 to 598Oct 2, 2023 to Mar 29, 2024
- Individual clients · 539 to 501Oct 2, 2023 to Mar 29, 2024
- Assets in custody · $31.6M to $82.4MOct 2, 2023 to Mar 29, 2024
- State-registered IARs · 19 to 20Oct 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.6B to $2.9BOct 2, 2023 to Mar 29, 2024
- HNW RAUM · $2.3B to $2.6BOct 2, 2023 to Mar 29, 2024
Signals
8 dated events
- Christopher Michael Browning left Evensky & Katz/Foldes Wealth Management for Bentoak Capital (registered 2026-01-12)Feb 2, 2026 · Advisor changed firm · fact
- Austin Allen Tanner left Evensky & Katz/Foldes Wealth Management for Sequoia Financial Group, L.L.C. (registered 2025-07-17)Jul 15, 2025 · Advisor changed firm · fact
- Brian Patrick Fischer left Evensky & Katz/Foldes Wealth Management for Mariner (registered 2023-10-16)Oct 2, 2023 · Advisor changed firm · fact
- Brian Walter Morton left Evensky & Katz/Foldes Wealth Management for Brighton Jones Llc (registered 2023-10-11)Aug 31, 2023 · Advisor changed firm · fact
- Ray Harold Evensky (Founder, Member) no longer on Schedule A of Evensky & Katz/Foldes Wealth Management (listed 2020-11-12, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Boone Deena Katz (Founder, Member) no longer on Schedule A of Evensky & Katz/Foldes Wealth Management (listed 2020-11-12, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Michael Steven Foldes (Management Committee Member, Vice-Chairman) no longer on Schedule A of Evensky & Katz/Foldes Wealth Management (listed 2020-11-12, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Jean Kathryn Salter (Management Committee Member) appeared on Schedule A of Evensky & Katz/Foldes Wealth ManagementMar 19, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 425-658-0466reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-448-1326reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-448-8882reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/evensky-&-katzreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EK-FF.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-448-8882reportedpublic record, Form ADV, Mar 19, 2026
- Team page
- evensky.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026