DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Beth Allison Keisling
At current firm
5 y
since Jun 3, 2021
In the industry
19 y
since Jul 17, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 3, 2021 · Indianapolis, In
- Avalon Wealth Advisory, Inc. state registeredAug 29, 2019 to Jan 7, 2021 · Indianapolis, In
- Forvis Mazars Wealth Advisors, LLC independent RIAMay 19, 2016 to Jun 10, 2019 · Indianapolis, In
- Schwab Wealth Advisory, Inc. no RAUMOct 3, 2013 to Apr 22, 2016 · Indianapolis, In
- Charles Schwab & Co., Inc. national BDJul 20, 2007 to Oct 3, 2013 · Fishers (Indianapolis), In
Moves
a registration end followed by a registration begin elsewhere
- Avalon Wealth Advisory, Inc. to Morgan Stanleyleft Jan 7, 2021, registered Jun 3, 2021 (147 days) · Other
- Forvis Mazars Wealth Advisors, LLC to Avalon Wealth Advisory, Inc.left Jun 10, 2019, registered Aug 29, 2019 (80 days) · RIA to a state-registered adviser
- Schwab Wealth Advisory, Inc. to Forvis Mazars Wealth Advisors, LLCleft Apr 22, 2016, registered May 19, 2016 (27 days) · Other
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Oct 3, 2013, registered Oct 3, 2013 (0 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address