RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• P• T•••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 15, 2026 · Owings Mills, Md
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 21, 2024 to Jun 24, 2026 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMNov 13, 2023 to Jan 23, 2024 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2012 to Nov 18, 2023 · Towson, Md
- M••••• S•••••• wirehouseSep 20, 2010 to Apr 12, 2012 · Baltimore, Md
- W•••• F•••• A••••••• wirehouseApr 29, 2009 to Sep 3, 2010 · Hunt Valley, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 5, 2007 to Apr 1, 2009 · Hunt Valley, Md
- A••••••••• F•••••••• S•••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left Jun 24, 2026, registered Sep 15, 2026 (83 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jan 23, 2024, registered Feb 21, 2024 (29 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••left Nov 18, 2023, registered Nov 13, 2023 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2012, registered Apr 9, 2012 (-3 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Sep 3, 2010, registered Sep 20, 2010 (17 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 1, 2009, registered Apr 29, 2009 (28 days) · Other
- J•••• P• T••••• registered as an investment adviser representative at T• R••• P•••• A••••••• S•••••••• I•••Sep 15, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address