DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jill Schmieding

UBS Financial Services Inc.wirehouseArvada , Co dual registrantIAPD 5138039

Feed of 09/14/2026

Also filed as Jill Marie Schmieding

At current firm

1 y

since Feb 19, 2025

In the industry

18 y

since May 10, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Feb 19, 2025 · Arvada , Co
Wells Fargo Advisors wirehouse
Nov 7, 2024 to Jan 30, 2025 · Louisville, Co
Wealth Enhancement Advisory Services, LLC BD affiliated
Apr 24, 2024 to Oct 11, 2024 · Plymouth, Mn
UBS Financial Services Inc. wirehouse
Jun 30, 2017 to Aug 23, 2023 · Denver, Co
LPL Financial LLC BD affiliated
May 27, 2014 to Feb 10, 2017 · Denver, Co
Wells Fargo Advisors wirehouse
Jan 17, 2012 to Apr 22, 2014 · Lincoln, Ne
RBC Capital Markets, LLC national BD
May 13, 2008 to Oct 11, 2011 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to UBS Financial Services Inc.
left Jan 30, 2025, registered Feb 19, 2025 (20 days) · Wirehouse to wirehouse
Wealth Enhancement Advisory Services, LLC to Wells Fargo Advisors
left Oct 11, 2024, registered Nov 7, 2024 (27 days) · Affiliated broker-dealer or bank to wirehouse
UBS Financial Services Inc. to Wealth Enhancement Advisory Services, LLC
left Aug 23, 2023, registered Apr 24, 2024 (245 days) · Wirehouse to independent RIA
LPL Financial LLC to UBS Financial Services Inc.
left Feb 10, 2017, registered Jun 30, 2017 (140 days) · Other
Wells Fargo Advisors to LPL Financial LLC
left Apr 22, 2014, registered May 27, 2014 (35 days) · Other
RBC Capital Markets, LLC to Wells Fargo Advisors
left Oct 11, 2011, registered Jan 17, 2012 (98 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Jill Schmieding left Wells Fargo Advisors for Ubs Financial Services Inc. (registered 2025-02-19)
Jan 30, 2025 · Advisor changed firm · fact
Jill Schmieding left Wealth Enhancement Advisory Services, Llc for Wells Fargo Advisors (registered 2024-11-07)
Oct 11, 2024 · Advisor changed firm · fact
Jill Schmieding left Ubs Financial Services Inc. for Wealth Enhancement Advisory Services, Llc (registered 2024-04-24)
Aug 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address