DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dawn Renee Carey
Feed of 09/14/2026
Also filed as Dawn R Carey-Gerig
At current firm
3 y
since Dec 19, 2022
In the industry
18 y
since Jul 24, 2008 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Impact Partnership Wealth, LLC independent RIA currentsince Dec 19, 2022 · The Villages, Fl
- Fiscal Wisdom Wealth Management LLC independent RIADec 26, 2018 to Dec 2, 2022 · The Villages, Fl
- Trac Asset Management LLC state registeredDec 20, 2017 to Jan 11, 2019 · Oak Brook, Il
- Money Concepts Advisory Service BD affiliatedMay 22, 2015 to Aug 9, 2016 · Westerville, Oh
- Ridgeway Conger Advisory Services formerJan 8, 2015 to May 26, 2015 · Westerville, Oh
- Ridgeway Conger Advisory Services formerOct 12, 2010 to Dec 31, 2014 · Reynoldsburg, Oh
- Davis-Ross Investment Advisers, LLC formerJul 12, 2010 to Oct 15, 2010 · Columbus, Oh
- Next Financial Group, Inc. formerFeb 9, 2009 to Dec 31, 2009 · Houston, Tx
- Fsc Securities Corporation formerJul 24, 2008 to Feb 9, 2009 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Fiscal Wisdom Wealth Management LLC to Impact Partnership Wealth, LLCleft Dec 2, 2022, registered Dec 19, 2022 (17 days) · RIA to RIA
- Trac Asset Management LLC to Fiscal Wisdom Wealth Management LLCleft Jan 11, 2019, registered Dec 26, 2018 (-16 days) · Other
- Money Concepts Advisory Service to Trac Asset Management LLCleft Aug 9, 2016, registered Dec 20, 2017 (498 days) · Other
- Ridgeway Conger Advisory Services to Money Concepts Advisory Serviceleft May 26, 2015, registered May 22, 2015 (-4 days) · Other
- Davis-Ross Investment Advisers, LLC to Ridgeway Conger Advisory Servicesleft Oct 15, 2010, registered Oct 12, 2010 (-3 days) · Other
- Next Financial Group, Inc. to Davis-Ross Investment Advisers, LLCleft Dec 31, 2009, registered Jul 12, 2010 (193 days) · Other
- Fsc Securities Corporation to Next Financial Group, Inc.left Feb 9, 2009, registered Feb 9, 2009 (0 days) · Other
Signals
- Dawn Renee Carey left Fiscal Wisdom Wealth Management Llc for Impact Partnership Wealth, Llc (registered 2022-12-19)Dec 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address