DFX Intelligence
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Registered advisor
J••• D•••• G•••••
Feed of 09/14/2026
At current firm
3 y
since Apr 26, 2023
In the industry
20 y
since May 24, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Apr 26, 2023 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 11, 2022 to May 15, 2023 · Dallas, Tx
- E••••• J•••• national BDMar 26, 2007 to Feb 14, 2022 · Mesquite, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••left May 15, 2023, registered Apr 26, 2023 (-19 days) · corporate re-registration, not a move
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 14, 2022, registered Feb 11, 2022 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedFeb 14, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address