RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• C••••••••
- C••••••••• P•••••• W••••• L•• former currentsince May 29, 2025 · Slidell, La
- P•••• S••••••••• L•• no RAUMMar 13, 2013 to Aug 22, 2016 · Ridgeland, Ms
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Mar 8, 2013 · Mandeville, La
- M••••• K••••• • C••••••• L•• formerMay 19, 2011 to Feb 13, 2013 · Mandeville, La
- S••••••• F•••••••• S•••••••• I••• formerOct 19, 2009 to May 3, 2011 · Metairie, La
- W•••• F•••• A••••••• wirehouseMar 25, 2009 to Sep 14, 2009 · Mandeville, La
- P•••• S••••••••• L•• to C••••••••• P•••••• W••••• L••left Aug 22, 2016, registered May 29, 2025 (3202 days) · Other
- R•••••• J•••• • A••••••••• I••• to P•••• S••••••••• L••left Mar 8, 2013, registered Mar 13, 2013 (5 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left May 3, 2011, registered May 19, 2011 (16 days) · Other
- W•••• F•••• A••••••• to S••••••• F•••••••• S•••••••• I•••left Sep 14, 2009, registered Oct 19, 2009 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address