DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J••••• S••••••

L•• F•••••••• L••BD affiliatedCollegeville, Padual registrantIAPD 5143029

Feed of 09/14/2026

Also filed as B•••••• S••••••

At current firm

0 y

since May 18, 2026

In the industry

17 y

since Dec 24, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 18, 2026 · Collegeville, Pa
A•••• C•••••• independent RIA
May 19, 2020 to May 19, 2026 · Collegeville, Pa
O•••• A••••••• S•••••••• L•• BD affiliated
May 22, 2019 to May 20, 2020 · Exton, Pa
W•••• F•••• A••••••• wirehouse
Apr 6, 2010 to May 21, 2019 · Collegeville, Pa
M••••• S•••••• wirehouse
Jun 1, 2009 to Apr 28, 2010 · Bryn Mawr, Pa
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 5, 2009 to Jun 1, 2009 · Bryn Mawr, Pa

Moves

a registration end followed by a registration begin elsewhere

A•••• C•••••• to L•• F•••••••• L••
left May 19, 2026, registered May 18, 2026 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
O•••• A••••••• S•••••••• L•• to A•••• C••••••
left May 20, 2020, registered May 19, 2020 (-1 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to O•••• A••••••• S•••••••• L••
left May 21, 2019, registered May 22, 2019 (1 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Apr 28, 2010, registered Apr 6, 2010 (-22 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

B•••••• J••••• S•••••• left A•••• C•••••• for L•• F•••••••• L•• (registered 2026-05-18)
May 19, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address