DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marie Rose Zoutomou Hockaday
Feed of 09/14/2026
Also filed as Marie Zoutomou
At current firm
0 y
since Jul 8, 2026
In the industry
19 y
since Oct 12, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Jul 8, 2026 · San Antonio, Tx
- First Citizens Investor Services, Inc. BD affiliatedFeb 4, 2021 to May 13, 2026 · Decatur, Ga
- Charles Schwab & Co., Inc. national BDMay 28, 2020 to Feb 3, 2021 · Temple Terrace, Fl
- Usaa Investment Services Company no RAUMJan 8, 2018 to May 24, 2020 · San Antonio, Tx
- Usaa Financial Planning Services formerMar 1, 2016 to Jan 8, 2018 · San Antonio, Tx
- Usaa Investment Services Company no RAUMOct 20, 2011 to Mar 10, 2016 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- First Citizens Investor Services, Inc. to Victory Capital Management Inc.left May 13, 2026, registered Jul 8, 2026 (56 days) · Other
- Charles Schwab & Co., Inc. to First Citizens Investor Services, Inc.left Feb 3, 2021, registered Feb 4, 2021 (1 days) · Affiliated broker-dealer or bank to another
- Usaa Investment Services Company to Charles Schwab & Co., Inc.left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Usaa Investment Services Company to Usaa Financial Planning Servicesleft Mar 10, 2016, registered Mar 1, 2016 (-9 days) · channel change inside one enterprise, not a move
Signals
- Marie Rose Zoutomou Hockaday left First Citizens Investor Services, Inc. for Victory Capital Management Inc. (registered 2026-07-08)May 13, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address