DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William James Lamb
Feed of 09/14/2026
Also filed as William Lamb
At current firm
5 y
since Jun 1, 2021
In the industry
13 y
since Jan 18, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cavanal Hill Investment Management, Inc. other currentsince Jun 1, 2021 · Tulsa, Ok
- Chartwell Investment Partners, LLC otherMay 23, 2017 to May 19, 2021 · Pittsburgh, Pa
- LPL Financial LLC BD affiliatedSep 21, 2015 to Sep 20, 2016 · Allison Park, Pa
- Fifth Third Securities, Inc. BD affiliatedDec 11, 2014 to Sep 28, 2015 · Wexford, Pa
- Edward Jones national BDMar 19, 2013 to Aug 4, 2014 · Allison Park, Pa
Moves
a registration end followed by a registration begin elsewhere
- Chartwell Investment Partners, LLC to Cavanal Hill Investment Management, Inc.left May 19, 2021, registered Jun 1, 2021 (13 days) · Other
- LPL Financial LLC to Chartwell Investment Partners, LLCleft Sep 20, 2016, registered May 23, 2017 (245 days) · Other
- Fifth Third Securities, Inc. to LPL Financial LLCleft Sep 28, 2015, registered Sep 21, 2015 (-7 days) · Other
- Edward Jones to Fifth Third Securities, Inc.left Aug 4, 2014, registered Dec 11, 2014 (129 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address