RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Feb 23, 2026 · St Petersburg, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 24, 2022 to Sep 9, 2025 · Marietta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 20, 2021 to Feb 11, 2022 · Tampa, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedDec 7, 2020 to Oct 13, 2021 · Tampa, Fl
- M••••• S•••••• wirehouseNov 3, 2016 to Oct 27, 2020 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 12, 2015 to Oct 28, 2016 · Wesley Chapel, Fl
- K••••• A•••••••• I••• BD affiliatedSep 17, 2014 to Jun 15, 2015 · Venice, Fl
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 9, 2025, registered Feb 23, 2026 (167 days) · Other
- T••••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 13, 2021, registered Oct 20, 2021 (7 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Oct 27, 2020, registered Dec 7, 2020 (41 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Oct 28, 2016, registered Nov 3, 2016 (6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- K••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 15, 2015, registered Oct 12, 2015 (119 days) · Other
- J••••• P•••••• left A••••••••• F•••••••• S•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-02-23)Sep 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address