DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Roe Wilson

Omega Wealth Private Capital LLCstate registeredCincinnati, OhIA-onlyIAPD 5148977

Feed of 09/14/2026

Also filed as Joe Roe Wilson

At current firm

4 y

since Jan 24, 2022

In the industry

20 y

since Jul 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Omega Wealth Private Capital LLC state registered current
since Jan 24, 2022 · Cincinnati, Oh
Ae Wealth Management, LLC BD affiliated
Mar 1, 2019 to Mar 28, 2022 · Cincinatti, Oh
Global Financial Private Capital, Inc. former
Jul 18, 2014 to Mar 1, 2019 · West Chester, Oh
Ameriprise Financial Services, LLC national BD
Oct 5, 2009 to Jul 29, 2014 · Cincinnati, Oh
Ameriprise Advisor Services, Inc. unclassified
May 27, 2009 to Oct 5, 2009 · Blue Ash, Oh
Wells Fargo Advisors wirehouse
Jan 1, 2008 to May 26, 2009 · Cincinnati, Oh
A. G. Edwards & Sons, Inc. unclassified
Aug 31, 2006 to Jan 1, 2008 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Ae Wealth Management, LLC to Omega Wealth Private Capital LLC
left Mar 28, 2022, registered Jan 24, 2022 (-63 days) · Affiliated broker-dealer or bank to a state-registered adviser
Global Financial Private Capital, Inc. to Ae Wealth Management, LLC
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
Ameriprise Financial Services, LLC to Global Financial Private Capital, Inc.
left Jul 29, 2014, registered Jul 18, 2014 (-11 days) · Other
Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLC
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Ameriprise Advisor Services, Inc.
left May 26, 2009, registered May 27, 2009 (1 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Joseph Roe Wilson left Ae Wealth Management, Llc for Omega Wealth Private Capital Llc (registered 2022-01-24)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address