RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• R•••••• H••••
- W••••• A••••••• S•••••••• L•• institutional currentsince Jun 28, 2024 · Shorewood, Il
- G••••• R••••••••• P••••••• L•• institutionalOct 15, 2021 to Jul 5, 2024 · Austin, Tx
- C••••••••• F•••••••• N•••••• national BDSep 17, 2013 to Oct 18, 2021 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedDec 4, 2012 to Oct 10, 2013 · Austin, Tx
- G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••left Jul 5, 2024, registered Jun 28, 2024 (-7 days) · corporate re-registration, not a move
- C••••••••• F•••••••• N•••••• to G••••• R••••••••• P••••••• L••left Oct 18, 2021, registered Oct 15, 2021 (-3 days) · Other · moved with a team
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Oct 10, 2013, registered Sep 17, 2013 (-23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address