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RIA Intelligence
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Registered advisor
J•••• T••••• Q••••
Feed of 09/14/2026
At current firm
4 y
since May 10, 2022
In the industry
18 y
since Dec 7, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince May 10, 2022 · Princeton, Nj
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 1, 2016 to Apr 8, 2022 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerFeb 18, 2016 to Dec 31, 2016 · Atlanta, Ga
- S•••••••• A••••••• L•• national BDApr 21, 2011 to Oct 30, 2015 · Dunwoody, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Apr 8, 2022, registered May 10, 2022 (32 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 1, 2016 (-121 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Oct 30, 2015, registered Feb 18, 2016 (111 days) · Other
Signals
- J•••• T••••• Q•••• left T••••• A••••••• S•••••••• I••• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-05-10)Apr 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address