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Registered advisor
S•••• N••••••
Feed of 09/15/2026
Also filed as S•••• Reynolds
At current firm
7 y
since Sep 6, 2019
In the industry
19 y
since Feb 23, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 6, 2019 · Scottsdale, Az
- U••• F•••••••• P••••••• S••••••• formerMay 7, 2014 to Oct 29, 2014 · Phoenix, Az
- W•••• F•••• A••••••• wirehouseMar 17, 2010 to May 1, 2012 · Scottsdale, Az
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 23, 2010 · Scottsdale, Az
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 5, 2007 to Jun 1, 2009 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- U••• F•••••••• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 29, 2014, registered Sep 6, 2019 (1773 days) · Other
- W•••• F•••• A••••••• to U••• F•••••••• P••••••• S•••••••left May 1, 2012, registered May 7, 2014 (736 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 23, 2010, registered Mar 17, 2010 (22 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address