DFX Intelligence
RIA Intelligence
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Registered advisor
E••• D• E••••
Feed of 09/14/2026
Also filed as E••• D Higginbotham
At current firm
7 y
since Sep 24, 2018
In the industry
20 y
since Aug 3, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Sep 24, 2018 · Jacksonville, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedMar 26, 2012 to Dec 31, 2018 · Jacksonville, Fl
- E••••• J•••• national BDApr 4, 2011 to Mar 13, 2012 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Dec 31, 2018, registered Sep 24, 2018 (-98 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E••••• J•••• to I••••••••• F•••••••• P•••••••left Mar 13, 2012, registered Mar 26, 2012 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address