DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren Ashleigh Rosberg
Certified Financial Planner
Feed of 09/14/2026
Also filed as Lauren A Komarek
At current firm
3 y
since Jan 27, 2023
In the industry
20 y
since Aug 31, 2006 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Jan 27, 2023 · Schaumburg, Il
- Nadler Financial Group, Inc. independent RIASep 5, 2019 to Jan 10, 2023 · Deerfield, Il
- Highpoint Advisor Group, LLC formerMay 18, 2018 to Jun 21, 2019 · Libertyville, Il
- Sound Income Strategies, LLC independent RIAJan 19, 2017 to Apr 12, 2018 · Libertyville, Il
- Cg Advisory Services independent RIAOct 10, 2012 to Feb 20, 2017 · Libertyville, Il
- American Investment Services formerJun 23, 2010 to Dec 31, 2012 · Libertyville, Il
- Synergy Investment Group, LLC formerApr 6, 2009 to Dec 31, 2009 · Libertyville, Il
- Td Ameritrade Investment Management, LLC formerNov 21, 2008 to Jan 7, 2009 · Oak Brook, Il
- Td Ameritrade, Inc. formerNov 21, 2008 to Jan 7, 2009 · Oak Brook, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 1, 2006 to Nov 10, 2008 · Deer Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Nadler Financial Group, Inc. to Mercer Global Advisors Inc.left Jan 10, 2023, registered Jan 27, 2023 (17 days) · RIA to RIA
- Highpoint Advisor Group, LLC to Nadler Financial Group, Inc.left Jun 21, 2019, registered Sep 5, 2019 (76 days) · RIA to RIA
- Sound Income Strategies, LLC to Highpoint Advisor Group, LLCleft Apr 12, 2018, registered May 18, 2018 (36 days) · RIA to RIA
- Cg Advisory Services to Sound Income Strategies, LLCleft Feb 20, 2017, registered Jan 19, 2017 (-32 days) · Other · moved with a team
- American Investment Services to Cg Advisory Servicesleft Dec 31, 2012, registered Oct 10, 2012 (-82 days) · Other
- Synergy Investment Group, LLC to American Investment Servicesleft Dec 31, 2009, registered Jun 23, 2010 (174 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 7, 2009, registered Nov 21, 2008 (-47 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 7, 2009, registered Nov 21, 2008 (-47 days) · channel change inside one enterprise, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLCleft Nov 10, 2008, registered Nov 21, 2008 (11 days) · Other
Signals
- Lauren Ashleigh Rosberg left Nadler Financial Group, Inc. for Mercer Global Advisors Inc. (registered 2023-01-27)Jan 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address