DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Crawford Investment Counsel Inc

Independent wealth managerAtlanta, GeorgiaCRD 110271SEC 801-15563websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 53 filings
SEC status approved since Oct 15, 1980
RAUM
$9.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$6.0B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$415M
derived; firm RAUM over IAPD count
Employees
54
27 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$9.1B as of Mar 31, 2026
Mar 28, 2012$3.4B then
HNW client RAUM$5.7B as of Mar 31, 2026
Mar 29, 2018$2.9B then
State-registered IARs (5.B.3)24 as of Mar 31, 2026
Mar 23, 201312 then
Employees (5.A)54 as of Mar 31, 2026
Mar 23, 201334 then
Private funds: no history
RAUM +7.6% over the last fiscal year+7.4% a year over threeIARs 24 to 24offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$415MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
88derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.8MderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
11.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+7.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.0%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$1.4B, 287 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.7B63%
  • Corporations and businesses$1.2B13%
  • Charitable organizations$1.1B12%
  • Investment companies$558M6.1%
  • Individuals$310M3.4%
  • State and municipal entities$162M1.8%
  • Insurance companies$66.2M0.7%
  • Pension and profit-sharing plans$4.1M0.0%
Individual clients
767reported
HNW clients
1,176reported
Pension plan clients
1reported
Charitable clients
36reported
Accounts
4,050reported
Financial planning clients
51-100reported
Wrap fee programs
$0 sponsored, $109M managedreported
Custody of client assets
$1.4B for 287 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.66 fund_share=0.06 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Milton Wells WilliamsAtlanta, GaApr 9, 200340 y0
David Bentley CrawfordChartered Financial AnalystAtlanta, GaApr 9, 200334 y1
John Hannon CrawfordAtlanta, GaApr 9, 200346 y1
John Hannon CrawfordChartered Financial AnalystAtlanta, GaApr 9, 200336 y1
Jonathan Ross MorganAtlanta, GaMar 20, 200743 y1
Debra Ann DisimoneAtlanta, GaMay 16, 200728 y0
Thomas John BuehlerChartered Financial AnalystAtlanta, GaJan 4, 201125 y0
Geoffrey Stewart DelongChartered Financial AnalystAtlanta, GaJan 4, 201134 y0
John Timothy SnavelyChartered Financial AnalystAtlanta, GaJan 16, 201324 y1
Randy Wright PirkleAtlanta, GaDec 19, 201446 y1
Alan Willard KirchnerPonte Vedra Beach, Fl Jul 13, 201522 y1
Molly Escott KittrellCertified Financial PlannerAtlanta, GaAug 5, 201525 y0
Paul John MarshallChartered Financial AnalystAtlanta, GaNov 2, 201511 y0
Robert Harrison ReeceAtlanta, GaMar 2, 201710 y0
Benjamin James BoydChartered Financial AnalystAtlanta, GaMar 11, 201911 y0
Aaron Ryan ForesmanChartered Financial AnalystAtlanta, GaOct 15, 201912 y0
Boris KuzminChartered Financial AnalystAtlanta, GaOct 16, 201922 y0
Jonathan David ChristiansenChartered Financial AnalystAtlanta, GaOct 21, 201927 y0
David Robert BockelCertified Financial PlannerAtlanta, GaOct 24, 202226 y2
Denise-Noelle Catherine Halle'-LunswayAtlanta, GaMar 1, 202310 y0
Alan Karlis LaneCertified Financial PlannerAtlanta, GaFeb 14, 202511 y6
John Hannon CrawfordChartered Financial AnalystAtlanta, GaApr 14, 202613 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.5% of current headcount3 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bentley David Crawford · President, Portfolio Managercontrol
    since 12/2007 · owns 25% to 50%
  • Hannon John Crawford · Chief Investment Officer, Director Of Investment, Portfolio Managercontrol
    since 12/2007 · owns 25% to 50%
  • Hannon John Crawford · Foundercontrol
    since 09/1980 · owns 25% to 50%
  • Krimmel Casey Dhande · Chief Compliance Officercontrol
    since 02/2016 · owns less than 5%
  • Steven Francis Kimball · Chief Operating Officercontrol
    since 03/2021 · owns less than 5%
  • Antonio Jose Rivera · Chief Financial Officercontrol
    since 11/2021 · owns less than 5%
Entity owners
  • Crawford Investment Counsel, · Employee Stock Ownership
    direct · owns less than 5%
  • Crawford Investment Counsel, Inc Employee Stock Ownership Plan · Employee Stock Ownership Program
    direct · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal2211
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 4,043 to 4,050
    Mar 28, 2025 to Mar 31, 2026
  • Corporate clients · 44 to 43
    Mar 28, 2025 to Mar 31, 2026
  • HNW clients · 1,154 to 1,176
    Mar 28, 2025 to Mar 31, 2026
  • Individual clients · 870 to 767
    Mar 28, 2025 to Mar 31, 2026
  • Pension plan clients · 0 to 1
    Mar 28, 2025 to Mar 31, 2026
  • Assets in custody · $1.4B to $1.4B
    Mar 28, 2025 to Mar 31, 2026
  • Employees · 52 to 54
    Mar 28, 2025 to Mar 31, 2026
  • Financial planning clients · 0 to 51-100
    Mar 28, 2025 to Mar 31, 2026
  • Other offices · 0 to 1
    Mar 28, 2025 to Mar 31, 2026
  • Discretionary RAUM · $8.5B to $9.1B
    Mar 28, 2025 to Mar 31, 2026
  • HNW RAUM · $5.2B to $5.7B
    Mar 28, 2025 to Mar 31, 2026
  • Individual RAUM · $348M to $310M
    Mar 28, 2025 to Mar 31, 2026
  • Pension RAUM · $0 to $4.1M
    Mar 28, 2025 to Mar 31, 2026
  • RAUM · $8.5B to $9.1B
    Mar 28, 2025 to Mar 31, 2026
  • Wrap assets (manager) · $114M to $109M
    Mar 28, 2025 to Mar 31, 2026
  • Accounts · 4,070 to 4,043
    Aug 23, 2024 to Mar 28, 2025
  • Advisory activities · 3 to 4
    Aug 23, 2024 to Mar 28, 2025
  • Corporate clients · 48 to 44
    Aug 23, 2024 to Mar 28, 2025
  • HNW clients · 1,137 to 1,154
    Aug 23, 2024 to Mar 28, 2025
  • Individual clients · 940 to 870
    Aug 23, 2024 to Mar 28, 2025
  • Pension plan clients · 3 to 0
    Aug 23, 2024 to Mar 28, 2025
  • Assets in custody · $1.3B to $1.4B
    Aug 23, 2024 to Mar 28, 2025
  • Employees · 53 to 52
    Aug 23, 2024 to Mar 28, 2025
  • Financial planning clients · 0 to 0
    Aug 23, 2024 to Mar 28, 2025
  • Discretionary RAUM · $7.7B to $8.5B
    Aug 23, 2024 to Mar 28, 2025
  • HNW RAUM · $4.7B to $5.2B
    Aug 23, 2024 to Mar 28, 2025
  • Individual RAUM · $372M to $348M
    Aug 23, 2024 to Mar 28, 2025
  • Pension RAUM · $6.8M to $0
    Aug 23, 2024 to Mar 28, 2025
  • RAUM · $7.7B to $8.5B
    Aug 23, 2024 to Mar 28, 2025
  • Wrap assets (manager) · $126M to $114M
    Aug 23, 2024 to Mar 28, 2025
  • Accounts · 3,931 to 4,070
    Aug 24, 2023 to Mar 28, 2024
  • Advisory employees · 29 to 27
    Aug 24, 2023 to Mar 28, 2024
  • Charity clients · 33 to 36
    Aug 24, 2023 to Mar 28, 2024
  • HNW clients · 1,072 to 1,137
    Aug 24, 2023 to Mar 28, 2024
  • Individual clients · 978 to 940
    Aug 24, 2023 to Mar 28, 2024
  • Pension plan clients · 4 to 3
    Aug 24, 2023 to Mar 28, 2024
  • Assets in custody · $1.1B to $1.3B
    Aug 24, 2023 to Mar 28, 2024
  • Discretionary RAUM · $7.4B to $7.7B
    Aug 24, 2023 to Mar 28, 2024
  • HNW RAUM · $4.3B to $4.7B
    Aug 24, 2023 to Mar 28, 2024
  • Individual RAUM · $398M to $372M
    Aug 24, 2023 to Mar 28, 2024
Signals
6 dated events
  • Thomas Michael Dowd left Crawford Investment Counsel Inc for Bakeravenue (registered 2026-04-14)
    Mar 12, 2026 · Advisor changed firm · fact
  • Timothy Michael Gordon left Crawford Investment Counsel Inc for Bakeravenue (registered 2025-01-10)
    Dec 18, 2024 · Advisor changed firm · fact
  • Antonio Jose Rivera (Chief Financial Officer) appeared on Schedule A of Crawford Investment Counsel Inc
    Mar 28, 2024 · Control person joined · fact
  • Brandon Marshall Denihan left Crawford Investment Counsel Inc for Lido (registered 2024-01-22)
    Jan 10, 2024 · Advisor changed firm · fact
  • Elizabeth Mary Ferguson (Chief Financial Officer) no longer on Schedule A of Crawford Investment Counsel Inc (listed 2021-03-31, absent 2021-09-14)
    Sep 14, 2021 · Control person left · inference
  • Steven Francis Kimball (Chief Operating Officer) appeared on Schedule A of Crawford Investment Counsel Inc
    Mar 31, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
770-859-0045reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
770-859-0049reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/crawford-investment-counselreportedpublic record, Form ADV, Sep 18, 2026
Website
crawfordinvestments.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
770-859-0045reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$415Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026