DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Comer Brooks Woodruff

Synovus Securities, Inc.BD affiliatedNewnan, Ga dual registrantIAPD 5162715

Feed of 09/15/2026

Also filed as Comer Brooks Woodruff

At current firm

2 y

since Jan 2, 2024

In the industry

18 y

since May 15, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Synovus Securities, Inc. BD affiliated current
since Jan 2, 2024 · Athens, Ga
Thornburg Investment Management Inc asset manager
Sep 22, 2023 to Jan 9, 2024 · Santa Fe, Nm
Voya Investment Management Co. LLC asset manager
Feb 21, 2018 to Jun 10, 2022 · Bishop, Ga
Stadion Money Management, LLC independent RIA
Mar 17, 2014 to Feb 15, 2018 · Watkinsville, Ga
UBS Financial Services Inc. wirehouse
Mar 23, 2012 to Feb 1, 2013 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Thornburg Investment Management Inc to Synovus Securities, Inc.
left Jan 9, 2024, registered Jan 2, 2024 (-7 days) · Other
Voya Investment Management Co. LLC to Thornburg Investment Management Inc
left Jun 10, 2022, registered Sep 22, 2023 (469 days) · Other
Stadion Money Management, LLC to Voya Investment Management Co. LLC
left Feb 15, 2018, registered Feb 21, 2018 (6 days) · Other
UBS Financial Services Inc. to Stadion Money Management, LLC
left Feb 1, 2013, registered Mar 17, 2014 (409 days) · Other

Signals

Comer Brooks Woodruff left Thornburg Investment Management Inc for Synovus Securities, Inc. (registered 2024-01-02)
Jan 9, 2024 · Advisor changed firm · fact
Comer Brooks Woodruff left Voya Investment Management Co. Llc for Thornburg Investment Management Inc (registered 2023-09-22)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address