DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• P••••• M••••••

C•••• A•••• M••••••••• L••independent RIAStratham, Nh IA-onlyIAPD 5166083

Certified Financial Planner

Feed of 09/15/2026

Also filed as E••• P M••••••

At current firm

0 y

since Apr 10, 2026

In the industry

14 y

since Nov 29, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• A•••• M••••••••• L•• independent RIA current
since Apr 10, 2026 · Stratham, Nh
C•••••• W••••• M••••••••• independent RIA
Dec 11, 2025 to Feb 2, 2026 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 6, 2023 to Oct 24, 2023 · Philadelphia, Pa
V••••••• A•••••••• I••• BD affiliated
May 23, 2017 to Aug 19, 2022 · Malvern, Pa
M•••• W••••• P•••••••• L•• independent RIA
May 14, 2013 to May 11, 2017 · Philadelphia, Pa
F••••••••• F••••••••• L•• independent RIA
Dec 5, 2011 to May 3, 2013 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••••• W••••• M••••••••• to C•••• A•••• M••••••••• L••
left Feb 2, 2026, registered Apr 10, 2026 (67 days) · RIA to RIA
C••••• I••••••••• A••••••• L•• to C•••••• W••••• M•••••••••
left Oct 24, 2023, registered Dec 11, 2025 (779 days) · Affiliated broker-dealer or bank to independent RIA
V••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 19, 2022, registered Apr 6, 2023 (230 days) · Affiliated broker-dealer or bank to another
M•••• W••••• P•••••••• L•• to V••••••• A•••••••• I•••
left May 11, 2017, registered May 23, 2017 (12 days) · Other
F••••••••• F••••••••• L•• to M•••• W••••• P•••••••• L••
left May 3, 2013, registered May 14, 2013 (11 days) · Other

Signals

E••• P••••• M•••••• left C•••••• W••••• M••••••••• for C•••• A•••• M••••••••• L•• (registered 2026-04-10)
Feb 2, 2026 · Advisor changed firm · fact
E••• P••••• M•••••• left C••••• I••••••••• A••••••• L•• for C•••••• W••••• M••••••••• (registered 2025-12-11)
Oct 24, 2023 · Advisor changed firm · fact
E••• P••••• M•••••• left V••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-04-06)
Aug 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address