A••• C••• R••••••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 14, 2022 · Boca Raton, Fl
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Jan 25, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Mar 25, 2016 to Feb 17, 2021 · Ft Lauderdale, Fl
• M••••• S•••••• wirehouse
  Jun 30, 2014 to Apr 11, 2016 · Aventura, Fl

• T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••
  left Jan 25, 2022, registered Jan 14, 2022 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• M••••• S•••••• to B••• S••••••••• L••
  left Apr 11, 2016, registered Mar 25, 2016 (-17 days) · Other

• A••• C••• R•••••••• left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L•• (registered 2022-01-14)
  Jan 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address