DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Scott Mason

LPL Financial LLCBD affiliatedBiloxi, Ms dual registrantIAPD 5174552

Feed of 09/15/2026

Also filed as Greg Mason

At current firm

3 y

since Dec 6, 2022

In the industry

19 y

since Dec 11, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Dec 6, 2022 · Ocean Springs, Ms
Osaic Institutions, Inc. BD affiliated
Aug 19, 2014 to Nov 30, 2022 · Biloxi, Ms
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Aug 18, 2014 · Hattiesburg, Ms
Cetera Investment Services LLC former
Oct 7, 2013 to Jan 21, 2014 · Hoover, Al
Pnc Wealth Management BD affiliated
Apr 12, 2013 to Oct 7, 2013 · Bayou La Batre, Al
Hancock Whitney Investment Services Inc. independent RIA
Dec 21, 2009 to Apr 3, 2013 · Gulfport, Ms
Investment Professionals, Inc. former
Sep 25, 2008 to Dec 14, 2009 · San Antonio, Tx
Edward Jones national BD
Dec 12, 2006 to Sep 25, 2008 · Brandon, Ms

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Financial LLC
left Nov 30, 2022, registered Dec 6, 2022 (6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Cetera Investment Advisers LLC to Osaic Institutions, Inc.
left Aug 18, 2014, registered Aug 19, 2014 (1 days) · Other
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Pnc Wealth Management to Cetera Investment Services LLC
left Oct 7, 2013, registered Oct 7, 2013 (0 days) · Other
Hancock Whitney Investment Services Inc. to Pnc Wealth Management
left Apr 3, 2013, registered Apr 12, 2013 (9 days) · Other
Investment Professionals, Inc. to Hancock Whitney Investment Services Inc.
left Dec 14, 2009, registered Dec 21, 2009 (7 days) · Other
Edward Jones to Investment Professionals, Inc.
left Sep 25, 2008, registered Sep 25, 2008 (0 days) · Other

Signals

Gregory Scott Mason left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2022-12-06)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address