DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lawrence Freitas
Feed of 09/14/2026
Also filed as Robert Lawrence Freitas
At current firm
4 y
since Mar 9, 2022
In the industry
20 y
since Sep 7, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Partners, Ltd BD affiliated currentsince Mar 9, 2022 · Aiken, Sc
- Stratos Wealth Advisors LLC independent RIAJun 30, 2017 to Mar 1, 2023 · Aiken, Sc
- Stratos Wealth Partners, Ltd BD affiliatedMar 21, 2014 to Sep 5, 2017 · Aiken, Sc
- Prosperity Capital Advisors independent RIAApr 1, 2011 to Mar 17, 2014 · Westlake, Oh
- American Investment Services formerSep 15, 2010 to Mar 30, 2011 · Aiken, Sc
- Edward Jones national BDOct 11, 2006 to Aug 30, 2010 · Aiken, Sc
Moves
a registration end followed by a registration begin elsewhere
- Stratos Wealth Advisors LLC to Stratos Wealth Partners, Ltdleft Mar 1, 2023, registered Mar 9, 2022 (-357 days) · RIA to affiliated broker-dealer or bank
- Stratos Wealth Partners, Ltd to Stratos Wealth Advisors LLCleft Sep 5, 2017, registered Jun 30, 2017 (-67 days) · Other
- Prosperity Capital Advisors to Stratos Wealth Partners, Ltdleft Mar 17, 2014, registered Mar 21, 2014 (4 days) · Other
- American Investment Services to Prosperity Capital Advisorsleft Mar 30, 2011, registered Apr 1, 2011 (2 days) · Other
- Edward Jones to American Investment Servicesleft Aug 30, 2010, registered Sep 15, 2010 (16 days) · Other
Signals
- Robert Lawrence Freitas left Stratos Wealth Advisors Llc for Stratos Wealth Partners, Ltd (registered 2022-03-09)Mar 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address