DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• M• J•••••••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedSt. Louis, Mo dual registrantIAPD 5188059

Feed of 09/14/2026

Also filed as Jen M J•••••••

At current firm

4 y

since May 19, 2022

In the industry

19 y

since Feb 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since May 19, 2022 · St. Louis, Mo
S•••••• N••••••• • C••••••• I••••••••• national BD
Dec 8, 2020 to May 10, 2022 · Bourbonnais, Il
W•••• F•••• A••••••• wirehouse
Jan 5, 2018 to Dec 7, 2020 · Chicago, Il
S•••••••• A••••••• L•• national BD
Oct 22, 2008 to Jan 2, 2018 · Orland Park, Il
U•••• F•••••••• S••••••• G••••• I••• unclassified
Feb 21, 2007 to Jul 11, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to B••••••• F• E•••••• • C••••••• I•••••••••
left May 10, 2022, registered May 19, 2022 (9 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Dec 7, 2020, registered Dec 8, 2020 (1 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to W•••• F•••• A•••••••
left Jan 2, 2018, registered Jan 5, 2018 (3 days) · Affiliated broker-dealer or bank to wirehouse
U•••• F•••••••• S••••••• G••••• I••• to S•••••••• A••••••• L••
left Jul 11, 2007, registered Oct 22, 2008 (469 days) · Other

Signals

J••••••• M• J••••••• left S•••••• N••••••• • C••••••• I••••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2022-05-19)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address