RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• C•••••
- M••••• S•••••• wirehouse currentsince Aug 14, 2025 · Honolulu, Hi
- E••••• J•••• national BDSep 30, 2019 to Aug 15, 2025 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerMar 22, 2010 to Feb 25, 2014 · Honolulu, Hi
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedApr 20, 2007 to Sep 2, 2008 · Irvine, Ca
- E••••• J•••• to M••••• S••••••left Aug 15, 2025, registered Aug 14, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- B••••••• I••••••••• S•••••••• I••• ••••• to E••••• J••••left Feb 25, 2014, registered Sep 30, 2019 (2043 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to B••••••• I••••••••• S•••••••• I••• •••••left Sep 2, 2008, registered Mar 22, 2010 (566 days) · Other
- H•••• C••••• left E••••• J•••• for M••••• S•••••• (registered 2025-08-14)Aug 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address