DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• D• J••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedMinneapolis, Mndual registrantIAPD 5190809

Feed of 09/14/2026

Also filed as E•••• D• J••••••

At current firm

2 y

since Sep 6, 2024

In the industry

19 y

since Sep 26, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Sep 6, 2024 · Minneapolis, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to May 6, 2024 · West Des Moines, Ia
C••••• A••••••• L•• former
Apr 11, 2014 to Sep 28, 2017 · Greenwood Village, Co
C••••• A•••••• N••••••• L•• former
Apr 11, 2014 to Jun 29, 2023 · El Segundo, Ca
B••••••• I••••••••• S•••••••• I••• ••••• former
Feb 25, 2013 to Apr 8, 2014 · West Des Moines, Ia
P•••••••• A•••• M••••••••• other
Jul 16, 2008 to Feb 8, 2013 · Des Moines, Ia
P•••••••• S••••••••• I••• BD affiliated
Sep 28, 2006 to Jul 16, 2008 · Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left May 6, 2024, registered Sep 6, 2024 (123 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
C••••• A••••••• L•• to C••••• A•••••• N••••••• L••
left Sep 28, 2017, registered Apr 11, 2014 (-1266 days) · channel change inside one enterprise, not a move
B••••••• I••••••••• S•••••••• I••• ••••• to C••••• A••••••• L••
left Apr 8, 2014, registered Apr 11, 2014 (3 days) · Other
P•••••••• A•••• M••••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Feb 8, 2013, registered Feb 25, 2013 (17 days) · Other
P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••
left Jul 16, 2008, registered Jul 16, 2008 (0 days) · Other

Signals

E•••• D• J•••••• left C••••• I••••••••• A••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-09-06)
May 6, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address