RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• R••• R••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Nov 29, 2021 · Overland Park, Ks
- B••••••• J•••• L•• independent RIAMar 9, 2015 to Dec 31, 2016 · Seattle, Wa
- B••••••• J•••• L•• independent RIAMar 9, 2015 to Dec 1, 2021 · Seattle, Wa
- F••••• I••••••••• independent RIAAug 31, 2012 to Feb 18, 2015 · Camas, Wa
- F••••• M••••• W••••• A•••••••• L•• independent RIAAug 28, 2006 to Oct 11, 2006 · Springfield, Mo
- B••••••• J•••• L•• to P•••• C•••••• F••••••••left Dec 1, 2021, registered Nov 29, 2021 (-2 days) · RIA to RIA
- F••••• I••••••••• to B••••••• J•••• L••left Feb 18, 2015, registered Mar 9, 2015 (19 days) · Other
- F••••• M••••• W••••• A•••••••• L•• to F••••• I•••••••••left Oct 11, 2006, registered Aug 31, 2012 (2151 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address