DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Paul Bostwick
Feed of 09/14/2026
Also filed as Jonathan Bostwick
At current firm
5 y
since Apr 12, 2021
In the industry
19 y
since Sep 21, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Apr 12, 2021 · Patchogue, Ny
- LPL Financial LLC BD affiliatedJul 24, 2017 to Aug 2, 2019 · East Setauket, Ny
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Aug 2, 2017 · Selden, Ny
- Chase Investment Services Corp. formerJul 30, 2012 to Oct 1, 2012 · Selden, Ny
- Hsbc Securities (USA) Inc. BD affiliatedJan 12, 2012 to Jul 23, 2012 · Hauppauge, Ny
- Edward Jones national BDSep 6, 2007 to Dec 12, 2011 · St James, Ny
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Allstate Financial Advisors, LLCleft Aug 2, 2019, registered Apr 12, 2021 (619 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to LPL Financial LLCleft Aug 2, 2017, registered Jul 24, 2017 (-9 days) · Other · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Hsbc Securities (USA) Inc. to Chase Investment Services Corp.left Jul 23, 2012, registered Jul 30, 2012 (7 days) · Other
- Edward Jones to Hsbc Securities (USA) Inc.left Dec 12, 2011, registered Jan 12, 2012 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address