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Registered advisor
B••••••• C••••••••• K••••••
Feed of 09/14/2026
Also filed as Ben K••••••
At current firm
9 y
since Jun 19, 2017
In the industry
19 y
since Jun 13, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Jun 19, 2017 · Columbus, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedSep 13, 2013 to Jun 5, 2017 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 10, 2013 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJun 11, 2010 to Oct 1, 2012 · Columbus, Oh
- H• B•••• I••• formerJan 8, 2010 to May 17, 2010 · Worthington, Oh
- F•• S••••••••• C••••••••• formerJul 19, 2007 to Dec 31, 2009 · Worthington, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to N••••••••• I••••••••• A•••••••• L••left Jun 5, 2017, registered Jun 19, 2017 (14 days) · Other
- J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Sep 10, 2013, registered Sep 13, 2013 (3 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to C•••• I••••••••• S••••••• C••••left May 17, 2010, registered Jun 11, 2010 (25 days) · Other
- F•• S••••••••• C••••••••• to H• B•••• I•••left Dec 31, 2009, registered Jan 8, 2010 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address