DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• V•••••

W•••• F•••• A•••••••wirehouseDallas, Tx dual registrantIAPD 5199140

Feed of 09/15/2026

Also filed as M•••••• V•••••

At current firm

0 y

since Jul 8, 2026

In the industry

19 y

since Dec 11, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jul 8, 2026 · Dallas, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Jul 17, 2026 · Dallas, Tx
C••••••• S••••••••• former
Oct 5, 2017 to Nov 3, 2023 · Dallas, Tx
I••••••••• F•••••••• P••••••• BD affiliated
Oct 29, 2015 to Mar 22, 2016 · Arlington, Tx
L•• F•••••••• L•• BD affiliated
Oct 28, 2014 to Oct 10, 2017 · Arlington, Tx
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 12, 2011 to Oct 31, 2014 · Arlington, Tx
M••••••• I••••••••• N•••••• I••• BD affiliated
May 11, 2010 to Sep 2, 2011 · Arlington, Tx
S• J•••• W••••• M••••••••• unclassified
Apr 7, 2010 to May 18, 2010 · Dallas, Tx
B••• C•••••• I••••••••• S••••••••• I•• unclassified
Jun 24, 2009 to Mar 12, 2010 · Dallas, Tx
M•• F•••••••• S•••••••• I••• former
Jan 3, 2008 to Mar 4, 2008 · Dallas, Tx
C•••• I••••••••• S••••••• C•••• former
May 21, 2007 to Oct 23, 2007 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 12, 2006 to Apr 23, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Jul 17, 2026, registered Jul 8, 2026 (-9 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
left Oct 10, 2017, registered Oct 29, 2015 (-712 days) · Other
I••••••••• F•••••••• P••••••• to C••••••• S•••••••••
left Mar 22, 2016, registered Oct 5, 2017 (562 days) · Other
T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••
left Oct 31, 2014, registered Oct 28, 2014 (-3 days) · Other
M••••••• I••••••••• N•••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Sep 2, 2011, registered Aug 12, 2011 (-21 days) · Other
S• J•••• W••••• M••••••••• to M••••••• I••••••••• N•••••• I•••
left May 18, 2010, registered May 11, 2010 (-7 days) · Other
B••• C•••••• I••••••••• S••••••••• I•• to S• J•••• W••••• M•••••••••
left Mar 12, 2010, registered Apr 7, 2010 (26 days) · corporate re-registration, not a move
M•• F•••••••• S•••••••• I••• to B••• C•••••• I••••••••• S••••••••• I••
left Mar 4, 2008, registered Jun 24, 2009 (477 days) · Other
C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••
left Oct 23, 2007, registered Jan 3, 2008 (72 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Apr 23, 2007, registered May 21, 2007 (28 days) · Other

Signals

M•••••• V••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-07-08)
Jul 17, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address