RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•• G••••••
- L•• F•••••••• L•• BD affiliated currentsince May 22, 2023 · Bridgeville, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 23, 2015 to Jun 9, 2023 · Seven Fields, Pa
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 8, 2013 to Mar 18, 2015 · Pittsburgh, Pa
- E•••• N••••••• S••••••••• I••• formerDec 9, 2010 to Aug 1, 2012 · Homestead, Pa
- L•• F•••••••• L•• BD affiliatedDec 18, 2009 to Oct 26, 2010 · Monongahela, Pa
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 14, 2009 · Belle Vernon, Pa
- N•••••• I••••••••• I••• unclassifiedJan 10, 2008 to Nov 13, 2009 · Belle Vernon, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 22, 2007 to Oct 12, 2007 · Sewickley, Pa
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jun 9, 2023, registered May 22, 2023 (-18 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to V•••• F•••••••• A•••••••• I•••left Mar 18, 2015, registered Mar 23, 2015 (5 days) · Other
- E•••• N••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Aug 1, 2012, registered Feb 8, 2013 (191 days) · Other
- L•• F•••••••• L•• to E•••• N••••••• S••••••••• I•••left Oct 26, 2010, registered Dec 9, 2010 (44 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Dec 14, 2009, registered Dec 18, 2009 (4 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••left Oct 12, 2007, registered Jan 10, 2008 (90 days) · Other
- J•••• R•• G•••••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-05-22)Jun 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address