RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••• V••••••
- X•• F•••••••• G•••• independent RIA currentsince Sep 1, 2021 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseApr 18, 2008 to Sep 7, 2021 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseJun 29, 2007 to Apr 18, 2008 · Bethesda, Md
- W•••• F•••• A••••••• to X•• F•••••••• G••••left Sep 7, 2021, registered Sep 1, 2021 (-6 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 18, 2008, registered Apr 18, 2008 (0 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address